Governance, Risk & Compliance

    AUTOMATED AUDIT ASSURANCE

    Pass your audit before it happens. Faltrox Security conducts rigorous IT Internal Audits and Readiness Assessments for SOC 2, ISO 27001, and NIST CSF using automated evidence validation. We act as your independent 'Third Line of Defense', identifying gap and control failures with machine precision.

    Overview

    Proof, Not Promises

    The days of showing an auditor a "sample of 5 screenshots" are over. Regulators demand Continuous Assurance.

    We don't just ask 'Do you have backups?'. We script the query that checks the backup logs of 100% of your databases every single day.

    Our data-driven auditing methodology finds the hidden gaps, like that one legacy server everyone forgot about, ensuring you never face a 'Qualified Opinion' or a failed certificate.

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    Landscape

    Audit Functions

    We provide different levels of assurance depending on your needs.

    01

    Gap Assessment

    Mapping your current controls against NIST CSF 2.0 or ISO 27001:2022 to find missing links.

    02

    Internal Audit

    Independent validation of your ISMS (ISO 27001 Clause 9.2) required for annual certification.

    03

    CMMI Maturity

    Scoring processes from Initial (1) to Optimized (5) to guide 3-year security roadmaps.

    04

    SOC 2 Readiness

    Pre-assessment for SOC 2 Type I & II to ensure a clean report from your CPAs.

    05

    Cloud Audit

    Technical review of AWS/Azure environments against CIS Benchmarks Level 1 & 2.

    06

    Regulatory Check

    Evaluating adherence to GDPR Article 32, HIPAA Security Rule, and NYDFS 500.

    Process

    Verification Cycle

    Structured, objective, and thorough. Our audit methodology leaves no stone unturned.

    1. 01

      PLANNING

      Defining the audit scope, criteria, and schedule to minimize business disruption.

    2. 02

      FIELDWORK

      Gathering evidence through staff interviews, sampling, and technical observation.

    3. 03

      TESTING

      Test of Design (TOD) and Test of Operating Effectiveness (TOE) for key controls.

    4. 04

      REPORTING

      Documenting Non-Conformities (Major/Minor), Observations, and Opportunities for Improvement.

    5. 05

      CAPA

      Helping you draft a Corrective and Preventive Action plan to fix the findings.

    6. 06

      FOLLOW-UP

      Verifying that the fixes were implemented and effectively closed the gap.

    Scope

    Control Failures

    Why audits are necessary.

    01high

    Drift

    Controls that worked 6 months ago stop working because of a software update.

    02high

    Workarounds

    Employees bypassing security controls (like MFA) to 'get work done faster'.

    03critical

    Blind Spots

    New assets (Shadow IT) spun up in the cloud that are not being monitored.

    04medium

    Evidence Gaps

    Failing an external audit because you forgot to take screenshots of the backup logs.

    Outcomes

    Key benefits

    Pass the exam.

    Certification Success

    Clean up issues privately so you get a perfect report publicly. Independent internal audit eliminates surprises in your external certification cycle.

    Deep Visibility

    Uncover problems in your processes that automated tools miss.

    Knowledge Transfer

    We teach your internal team how to maintain controls effectively.

    Benchmarking

    See how your controls implementation compares to industry peers.

    Process Efficiency

    Identify redundant controls that slow down the business without adding value.

    Board Assurance

    Give the Audit Committee confidence that risks are managed.

    Who we serve

    Who We Serve

    01

    CISO Office

    Security leaders needing independent validation of their program.

    02

    Internal Audit

    Corporate audit teams supplementing their IT skills capacity.

    03

    Compliance Teams

    Managers preparing for an upcoming ISO/SOC2 external certification.

    Differentiators

    Why Faltrox?

    FeatureStandard vendorFaltrox Security
    MethodologyAutomated scanningManual exploit chaining with AI assist
    ValidationScanner outputEvery finding reproduced by a practitioner
    Business logicIgnoredDeep inspection
    ReportingGeneric PDFDev-ready artefacts and proofs of concept
    Re-testingExtra costIncluded

    Compliance

    Compliance aligned

    Our methodology and reports are structured to satisfy rigorous security audits.

    Frameworks we map to

    • ISO 27001:2022
    • SOC 2
    • NIST CSF 2.0
    • GDPR Art. 32
    • HIPAA
    • NYDFS 500
    • CIS Benchmarks

    Audit ready

    Letters of attestation included.

    Standardised

    OWASP ASVS and NIST 800-115.

    FAQ

    Common questions

    01Internal Audit vs. External Audit?

    External audits are performed by certification bodies (like BSI or PwC) to issue a certificate. Internal audits are performed by us to check if you are READY for the external audit.

    02Can you be our Internal Auditor?

    Yes. Standards require the internal auditor to be impartial (i.e., not the person who fixed the issue). We serve as your independent internal audit function.

    03What is a Gap Assessment?

    A 'start-state' review where we map your current processes against a standard (e.g., NIST CSF) to generate a prioritized list of things to fix.

    04Do you audit cloud environments?

    Yes. We can audit your AWS/Azure controls against CIS Benchmarks as part of the assurance scope.

    05How long does an audit take?

    A typical internal audit for ISO 27001 takes 3-5 days of fieldwork, followed by 1 week of reporting.

    06Do you fix the findings?

    As auditors, we can recommend how to fix them (CAPA), but we cannot implement the fix ourselves if we want to remain independent for the re-test.

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    Secure what’s next.

    Speak with the engineering team to define scope, walk through the methodology, and decide whether Faltrox is the right team to test and run your environment.

    Contact us